Private placement

Results: 568



#Item
491Finance / Financial system / Self-regulatory organizations / Securities / Financial Industry Regulatory Authority / Investment / Broker-dealer / Private placement / Registered Investment Advisor / Financial economics / United States securities law / Financial services

December 3rd, 2012 CrowdFund Intermediary Regulatory Advocates[removed]W. 12th Street Cincinnati, OH[removed]Re:

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Source URL: www.sec.gov

Language: English - Date: 2012-12-12 16:31:32
492Job Training Partnership Act / Stock exchange / Economics / Government bonds / Local government in the United States / Financial economics / Municipal bond / Qualified institutional placement / Stock market / Bond / Employment

GUIDELINES FOR ACCESS TO EMPLOYMENT OPPORTUNITIES PURSUANT TO THE PRIVATE ACTIVITY BOND ALLOCATION ACT OF 2014 Section 7 of the Private Activity Bond Allocation Act of 2014 ("Section 7") imposes employment listing requir

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Source URL: www.esd.ny.gov

Language: English - Date: 2014-07-08 13:20:07
493United States Securities and Exchange Commission / Financial services / Securities / Stock market / Regulation D / Securities Act / Securities and Exchange Commission v. Ralston Purina Co. / Accredited investor / Private placement / Financial economics / Investment / Finance

JAMES F. GLAZA, D/B/A FALCON FINANCIAL SERVICES, INC.

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Source URL: www.sec.gov

Language: English - Date: 2005-07-21 16:09:48
494United States Securities and Exchange Commission / Stock market / United States securities law / Financial services / Regulation D / Securities Act / Private placement / Securities offering / Accredited investor / Financial economics / Finance / Investment

Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directed the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitatio

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Source URL: maine.gov

Language: English - Date: 2014-01-21 11:08:43
495Investment / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Private placement / Regulation D / Securities Act / Security / Form D / Financial economics / Finance / Stock market

Comptroller of the Currency Administrator of National Banks Private Placements Comptroller’s Handbook

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-03 08:49:44
496Job Training Partnership Act / Stock exchange / Economics / Government bonds / Local government in the United States / Financial economics / Municipal bond / Qualified institutional placement / Stock market / Bond / Employment

GUIDELINES FOR ACCESS TO EMPLOYMENT OPPORTUNITIES PURSUANT TO THE PRIVATE ACTIVITY BOND ALLOCATION ACT OF 2014 Section 7 of the Private Activity Bond Allocation Act of 2014 ("Section 7") imposes employment listing requir

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Source URL: esd.ny.gov

Language: English - Date: 2014-07-08 13:20:07
497Investment / Corporate finance / Securities / United States Securities and Exchange Commission / United States securities law / Securities Act / Security / Private placement / Prospectus / Financial economics / Finance / Stock market

A. SECURITIES ACT SECTIONS

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Source URL: www.sec.gov

Language: English - Date: 2005-10-14 13:56:01
498Private equity / Financial services / Funds / Private capital / Collective investment scheme / Private placement agent / Mortgage loan / Financial economics / Investment / Finance

THOMAS P. DiNAPOLI STATE COMPTROLLER 110 STATE STREET ALBANY, NEW YORK 12236

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Source URL: www.osc.state.ny.us

Language: English - Date: 2014-05-10 02:59:12
499Private placement agent / Refinancing / GE Healthcare / Escrow / Finance / Law / Personal finance / Economics / Bond

IFA ILLINOIS FINANCE AUTHORITY HEALTHCARE INITIATIVE – CAPITAL OPPORTUNITY BOND (COB), PRIVATE PLACEMENT PROGRAM Purpose

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Source URL: www.il-fa.com

Language: English - Date: 2012-11-19 18:22:50
500Financial services / Funds / Collective investment scheme / Security / Securities Act / Accredited investor / U.S. Securities and Exchange Commission / Private placement / Investment Advisers Act / Financial economics / Investment / Finance

Microsoft Word - ic[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-11-12 13:14:45
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